Compliance risk management refers to the practice of identifying potential risks of non-Compliance with applicable regulatory in advance, the testing of existing controls for adequacy and the implementation of controls to avoid mitigate, detect and/or direct the likelihood and impact of the consequence.

Compliance risk management is becoming an increasingly crucial and complex discipline for companies across the globe.

Our compliance services include:

• Policy and Procedure Drafting;
• Advise on laws and regulatory requirements applicable to your business;
• Structuring Compliance Functions;
• Designing Compliance Strategies;
• Structuring Compliance Programmes;
• Providing Compliance Officers, including FSCA and FIC Licensed Compliance Officers;
• Drawing up and reviewing Compliance Frameworks, Policies, Processes and System Specifications;
• Monitoring implementation of controls;
• Compliance Reporting to the Board or EXCO, and the relevant Authority; and
• Training.